-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ak2M7wC5jIfD02IkOP/a+K16GwO3mWashoDjzB551vhTQ3gP+yYVccRy1o2/5db4 Fp4Bq3RpXVGqnb7smy5OBw== 0000950154-99-000089.txt : 20000211 0000950154-99-000089.hdr.sgml : 20000211 ACCESSION NUMBER: 0000950154-99-000089 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990930 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROHM & HAAS CO CENTRAL INDEX KEY: 0000084792 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 231028370 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-10028 FILM NUMBER: 99720882 BUSINESS ADDRESS: STREET 1: 100 INDEPENDENCE MALL WEST CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: 2155923000 MAIL ADDRESS: STREET 1: 100 INDEPENDENCE MALL WEST CITY: PHILADELPHIA STATE: PA ZIP: 19106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAAS FAMILY GROUP CENTRAL INDEX KEY: 0001081325 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O JOHN KIDNEY STREET 2: TWO LOGAN SQ 11TH FLOOR 18TH AND ARCH ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 2159880653 MAIL ADDRESS: STREET 1: C/O JOHN KIDNEY STREET 2: TWO LOGAN SQ 11TH FLOOR 18TH AND ARCH ST CITY: PHILADELPHIA STATE: PA ZIP: 19103 SC 13G 1 PAGE 1 OF 6 PAGES Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Rohm and Haas Company ------------------------------------ (Name of Issuer) Common Stock ------------------------------------ (Title of Class of Securities) 775371-10-7 ------------------------------------ (CUSIP Number) June 21, 1999 ------------------------------------ (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / 13d-1(b) / X / 13d-1(c) / / 13d-1(d) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NUMBER: 775371-10-7 PAGE 2 OF 6 PAGES - --------------------------------------------------------------------------- 1) Names of Reporting Persons; I.R.S. Identification Nos. (entities only) Otto Haas Income Trust dated December 21, 1945 - --------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) _____ (b) _____ - --------------------------------------------------------------------------- 3) SEC Use Only - --------------------------------------------------------------------------- 4) Citizenship or Place of Organization Pennsylvania - --------------------------------------------------------------------------- Number of 5) Sole Voting Power 27,083,736 Shares ------------------------------------------------------------ Beneficially Owned by 6) Shared Voting Power 0 Each Reporting ------------------------------------------------------------ Person With 7) Sole Dispositive Power 27,083,736 ------------------------------------------------------------ 8) Shared Dispositive Power 0 - --------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 27,083,736 - --------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row (9) 12.66% - --------------------------------------------------------------------------- 12) Type of Reporting Persons (See Instructions) OO - --------------------------------------------------------------------------- CUSIP NUMBER: 775371-10-7 PAGE 3 OF 6 PAGES ITEM 1. (a) Name of issuer: Rohm and Haas Company --------------------------------------------------------------- (b) Address of issuer's principal executive offices: 100 Independence Mall West Philadelphia, Pennsylvania 19106 --------------------------------------------------------------- ITEM 2. (a) Name of person filing: Otto Haas Income Trust dated December 21, 1945 --------------------------------------------------------------- (b) Address of principal business office or, if none, residence: c/o John C. Haas, Trustee 100 Independence Mall West Philadelphia, Pennsylvania 19106 --------------------------------------------------------------- (c) Citizenship: N/A --------------------------------------------------------------- (d) Title of class of securities: Common Stock --------------------------------------------------------------- (e) CUSIP Number: 775371-10-7 --------------------------------------------------------------- CUSIP NUMBER: 775371-10-7 PAGE 4 OF 6 PAGES ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: Not applicable ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 27,083,736 --------------------------------------------------------------- (b) Percent of class: 12.66% --------------------------------------------------------------- Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 27,083,736 --------------------------------------------------------- (ii) Shared power to vote or to direct the vote: 0 --------------------------------------------------------- (iii) Sole power to dispose or to direct the disposition of: 27,083,736 --------------------------------------------------------- (iv) Shared power to dispose or to direct the disposition of: 0 --------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable --------------------------------------------------------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: The beneficiaries of the Otto Haas Income Trust dated December 21, 1945 collectively have the right to receive dividends from, or proceeds from the sale of, these shares of common stock. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable --------------------------------------------------------------- CUSIP NUMBER: 775371-10-7 PAGE 5 OF 6 PAGES ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable --------------------------------------------------------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable --------------------------------------------------------------- ITEM 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP NUMBER: 775371-10-7 PAGE 6 OF 6 PAGES SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement on Schedule 13G is true, complete and correct as of the date hereof. Dated: September 30, 1999 OTTO HAAS INCOME TRUST DATED DECEMBER 21, 1945 By: /s/ John C. Haas --------------------------------------- John C. Haas, Trustee By: /s/ John O. Haas --------------------------------------- John O. Haas, Trustee By: /s/ William D. Haas --------------------------------------- William D. Haas, Trustee By: /s/ Thomas W. Haas --------------------------------------- Thomas W. Haas, Trustee -----END PRIVACY-ENHANCED MESSAGE-----